SEBI, Listing & Stock Exchange related matters
Full-spectrum compliance for listed companies, including secretarial audits and SDD compliance.
Practice Scope
Preparation of the Offer Documents – Public Announcement, Letter of Offer, Draft Prospectus, and Draft Letter of Offer for Rights Issues.
Ensuring compliances with the Listing Agreement, particularly with regard to Corporate Governance, Clause 35, and annual / periodical Compliances under Takeover Code for listed companies.
Giving opinions under the various Regulations / Guidelines/ Circulars of SEBI.
Completion of pre and post issue listing formalities with the stock exchanges.
Advising & documentation in relation to Buyback of Securities.
Certificate relating to the quarterly Secretarial Audit for reconciliation as required under notification issued by SEBI
Certificate as required for transfer-cum-Demat of Shares as required under the NSDL / CDSL Bye Laws.
Certificate as required for completion of the transfers as required under Clause 40(9) of the Listing Agreement.
Certificate of Non-Disqualification Pursuant to clause (i) of Point (10) of Para C of Schedule V of SEBI (LODR), 2015
Certificate of Corporate Governance Compliance pursuant to Schedule V of SEBi (LODR), 2015
Quarterly Certificate of SDD Compliance pursuant to Regulation 3(5) and 3(6) of SEBI (PIT), 2025
Advising and acting as Scrutinizer for Postal Ballot process as per section 108 of Companies Act 2013.
Quarterly Certificate of Reconciliation of Share Capital Audit Report pursuant to Reg 76 of SEBI (DP), 2018.
Delisting of securities from Stock exchange